Traders Laboratory - View Single Post - Regulatory action against Tradestation Securities
View Single Post
  #1 (permalink)  
Old 10-31-2006, 08:21 AM
feb2865 feb2865 is offline
feb2865 has no status.

 
Join Date: Oct 2006
Posts: 161
Thanks: 0
Thanked 3 Times in 2 Posts
Regulatory action against Tradestation Securities

Regulation 9B.14, in that TradeStation knowingly entered bids and offers into the e-cbot system other than in good faith for the purpose of executing bona fide transactions.

there's more information in here
BASIC Case Summary


Dear traders

This is just for information purposes only. Just to keep you heads up...just in case

In my experience, a violation doesn't necesary involves malice, or intend. But just in case, keeps your eyes open.

Regards

Raul

Reply With Quote