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Re: Series 7
So without the series 7 you cannot trade those listed types of securities?
In Aus we have the Australian Securites and Investments Commision (ASIC) but the only type of qualification you get form these guys is called PS146 which is required to give financial advice provided your licensed by ASIC themselves.
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Nick Constantin
Always look on the bright side of life...da da da da da da da da da - Monty Python
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